WATTS, J.
This attorney discipline proceeding concerns a Maryland lawyer who: (1) misrepresented her legal experience on her résumé and a job proposal to gain employment and appear attractive to a potential client; (2) established a law practice with an attorney in a specific field without verifying his expertise and experience in the field; (3) provided incompetent representation; and (4) failed to promptly, adequately, and fully respond to and inform a client of the client's case status and available options.
Sudha Narasimhan ("Narasimhan"), Respondent, a member of the Bar of Maryland, was retained by the District of Columbia Metropolitan Police Department ("the MPD") to secure a permanent residency for its employee, Dr. Laurie Samuel ("Dr. Samuel"), a Canadian citizen whom the MPD had hired as a project specialist to oversee a new program. Dr. Samuel filed a complaint against Narasimhan with the Attorney Grievance Commission of Maryland ("the Commission"), Petitioner.
On December 28, 2012, in this Court, Bar Counsel filed a "Petition for Disciplinary or Remedial Action" against Narasimhan, charging her with violating Maryland Lawyers' Rules of Professional Conduct ("MLRPC") 1.1 (Competence), 1.3 (Diligence), 1.4 (Communication Generally), 7.1 (Communications Concerning a Lawyer's Services), 8.4(a) (Violating MLRPC), 8.4(c) (Dishonesty, Fraud, Deceit or Misrepresentation), and 8.4(d) (Conduct Prejudicial to the Administration of Justice). On January 9, 2013, we referred this attorney discipline proceeding to the Honorable Eric M. Johnson ("the hearing judge") of the Circuit Court for Montgomery County ("the circuit court"). On June 3, 4, 5, and 6, 2013, the hearing judge conducted a hearing. On July 26, 2013, the hearing judge filed in this Court findings of fact
On March 10, 2014, we heard oral argument. For the below reasons, we suspend Narasimhan from the practice of law in Maryland for sixty days.
In his opinion, the hearing judge found the following facts, which we summarize.
On June 11, 2007, this Court admitted Narasimhan to the Bar of Maryland. For the next year and a half, Narasimhan took temporary jobs at a personal injury firm and as a contract attorney completing document review. In January 2009, Narasimhan met Edmundo Gordon Rogers, Esquire ("Rogers") through an advertisement on the website Craig's List. Rogers represented that he was an experienced immigration attorney who had been practicing law for sixteen years. Eventually, Narasimhan and Rogers established The Immigration Law Group ("ILG") by executing a Joint Venture Master Agreement ("the Agreement"). Under the Agreement, Narasimhan was to be "primarily responsible for the conduct of the office, business development, control of finances, [and the] practice of law[,]" and Rogers was to provide "advice and legal expertise" and to research "legal issues that will arise in the conduct of the law practice." Under the Agreement, Narasimhan and Rogers were to equally share ILG's profits.
In 2009, the MPD sought an immigration attorney to assist in securing permanent residency for its employee, Dr. Samuel, through the completion of the EB-2 Permanent Residency process. Dr. Samuel, a Canadian citizen who was in the United States pursuant to a work visa that would not lead to permanent residency, had been hired by the MPD as a project specialist tasked with overseeing a new program. On November 4, 2009, only three months after forming ILG, Narasimhan, on behalf of ILG, answered the MPD's request for a proposal seeking representation for Dr. Samuel by submitting a Request for Quotation, Proposal, her résumé, and Rogers's résumé.
In the Proposal, Narasimhan stated that she was "well-versed" in, and had "a good knowledge of[,] the immigration laws." In her résumé, Narasimhan stated that she had represented "immigration clients in documentary immigration processes and litigation" and had "handled Family petitions and Citizenship applications." Significantly, though, Narasimhan had never: (1) represented clients in the "documentary immigration processes"; (2) represented clients in immigration litigation; or (3) "handled Family petitions and Citizenship applications." Thus, Narasimhan's résumé contained several misrepresentations about her legal experience.
The MPD chose ILG to assist in establishing permanent residency for Dr. Samuel based on Rogers's experience and Narasimhan's ability to provide local services as a member of the Bar of Maryland. ILG was to be paid a total of $2,800 for the representation, which was to commence on November 20, 2009. ILG's primary liaison at the MPD was Diane Haines Walton ("Haines"), the MPD's Director of Human Resources; Haines authorized Narasimhan to speak with Dr. Samuel about the representation.
Shortly after the MPD selected ILG, Narasimhan traveled to India, where she remained from December 3, 2009, until January 31, 2010.
On December 10, 2009, a conference call was held; Narasimhan did not participate in the conference call. The hearing judge determined that the December 10, 2009, conference call "would eventually prove to be essential." Narasimhan did not respond to the MPD's request for a second conference call on December 21, 2009.
On January 20, 2010, Narasimhan advised the MPD that ILG was ready to file "Form 9089"
On April 15, 2010, Dr. Samuel e-mailed Narasimhan and Rogers a series of questions concerning the labor certification process and requested available options, as her work visa would expire in January 2011. Narasimhan replied to Dr. Samuel's e-mail, assuring her that Rogers would provide answers to her questions. Narasimhan did not answer any of Dr. Samuel's questions, but instead asked Rogers to respond "ASAP." On or about April 26, 2010, Dr. Samuel telephoned Narasimhan and left a voicemail stating that she had not received any substantive answers to her questions. Narasimhan thereafter advised Dr. Samuel that the delay was due to Rogers's travel schedule and other assignments. On May 2, 2010, Rogers provided a partial response to Dr. Samuel's e-mail.
In a letter dated May 3, 2010, the DOL advised the MPD that it was denying certification of Form 9089. Almost all the reasons for denial by the DOL were the result of Narasimhan's failure to: (1) adequately inform the MPD of the requirements of the recruitment process; (2) obtain the necessary information to complete Form 9089; and (3) file the correct version of Form 9089 with the information she had obtained. Even if Narasimhan had mailed the correct version of Form 9089, the DOL still would have denied certification because of substantial omissions and misinformation.
On May 8, 2010, Narasimhan and Rogers met with Dr. Samuel and Haines to discuss the denial letter and Dr. Samuel's options. At the meeting, Narasimhan advised the MPD that a corrected Form 9089 could be filed with the DOL. On May 12, 2010, Narasimhan, for the first time, filed Form 9141, requesting a prevailing wage determination. The DOL requires that Form 9141 be completed prior to, and as part of, the submission of Form 9089. On May 27, 2010, at the request of Dr. Samuel and the MPD, Narasimhan submitted a handwritten Form 9089 that Dr. Samuel had completed. On June 3, 2010, Narasimhan filed a typewritten Form 9089 with the DOL to "clarify any illegible section or
On June 15, 2010, and July 14, 2010, Haines and Dr. Samuel, respectively, requested information from ILG about obtaining a one-year extension to Dr. Samuel's current work visa. Neither Haines nor Dr. Samuel received a response from Narasimhan or Rogers with information regarding an extension of Dr. Samuel's current work visa.
In June 2010, the MPD received a second invoice from ILG. At that time, the MPD advised Narasimhan that it would not pay for additional work related to the refiling of Form 9089 that resulted from her errors and omissions. In response, Narasimhan submitted a modified invoice.
On July 14, 2010, Dr. Samuel and Haines requested a conference call with Narasimhan and Rogers to receive an update on the status of the case and to discuss the appeals process. The requested conference call never occurred, and neither Dr. Samuel nor the MPD was provided with the requested information concerning the appeals process. On July 20, 2010, the MPD sent an e-mail terminating ILG's representation.
In September 2010, the DOL again denied Dr. Samuel's certification. On November 15, 2011, the Board of Labor Certification Appeals affirmed denial of the certification.
Before the hearing judge, the Commission called Michael L. Kabik, Esquire ("Kabik") as an expert in immigration law. Kabik opined, with a reasonable degree of professional certainty, that Narasimhan lacked the necessary and required legal knowledge, skill, thoroughness, and preparation to represent the MPD. Kabik further opined that the MPD was unable to make informed decisions regarding the permanent residency process due to Narasimhan's failure to adequately explain the representation and the residency process. The hearing judge credited Kabik's opinions.
The following evidence was adduced at the hearing of June 3-6, 2013.
The Proposal and Narasimhan's résumé were admitted into evidence.
Before the hearing judge, Narasimhan testified that the job description under ILG stating "Representation of immigration clients, and documentary immigration processes and litigation" was not intended to describe her job experience, but instead "was the description of [ILG] and what it was formed to do" and was meant to be a prospective statement of the work she anticipated ILG to complete. When asked whether she informed anyone at the MPD that her "intention with that first sentence on [her] r[é]sum[é] was p[ro]spective and [] didn't reflect any actual experience that [she] had[,]" Narasimhan answered that she "assumed they knew already[.]"
Narasimhan testified that, at the time she submitted her résumé to the MPD, ILG had not handled any matters that had resulted in litigation. Narasimhan admitted that there is no such thing as a "Citizenship application" as stated on her résumé, and that "[w]hat [she] meant in layman terms is basically an N-400 Application for Naturalization." Narasimhan testified that she had handled only two Applications for Naturalization, one in 2007 and one in 2008, both before she formed ILG. When asked why she listed that she had experience with "Citizenship applications" under her job description with ILG, Narasimhan stated: "Because it was immigration experience, it was related experience, and my intent was to communicate the nature of my limited immigration experience in layman's terms basically." Narasimhan explained that the two Applications for Naturalization she had completed were done for her friends, and that she never received compensation for her work, was not retained by the individuals, and never entered her appearance with any government agency related to the applications. As to the statement on her résumé that she had handled "Family petitions," Narasimhan admitted that she had completed only one family petition and that the plural word "petitions" on her résumé "was a typo." Narasimhan admitted that the family petition that she listed on her résumé was actually prepared by Rogers, and her assistance was clerical.
On November 30, 2009, after ILG's representation of the MPD commenced, Narasimhan sent an e-mail to Haines outlining the "labor certification steps." Narasimhan's e-mail was forwarded to Rogers, who sent a reply e-mail to Narasimhan, stating: "This is good [Narasimhan]. Well done. I like your prompt response and dedication to customer service." These two e-mails were admitted into evidence.
As to the December 10, 2009, conference call in which Narasimhan did not participate, the hearing judge admitted into evidence an exchange of e-mails among Rogers, Haines, Dr. Samuel, and Narasimhan ranging from December 8, 2009, through December 10, 2009. In an e-mail dated December 8, 2009, Rogers provided Haines with a brief outline of the EB-2 permanent
The hearing judge admitted into evidence an e-mail sent by Haines after the conference call occurred, memorializing the topics discussed during the call. In the e-mail, Haines wrote that, among other things: (1) Rogers stated he would "review employment ads submitted by prior clients to see if the employment ad [that the MPD] sent [him] is sufficient"; (2) the parties had "discussed the interview process and whether [the MPD] can share the names of applicants who apply for jobs"; (3) Dr. Samuel had already completed Form 9089; and (4) Dr. Samuel would send information and documents for review.
The hearing judge admitted into evidence a May 3, 2010, letter, in which the DOL advised the MPD that it was denying certification of Form 9089, and provided the following reasons for the denial: (1) six different items were incomplete on the application, including boxes to identify the occupation title and prevailing wage; (2) Form 9089 indicated that no notice of filing for a permanent employment certification application was posted in a conspicuous location at the place of employment for ten business days; and (3) the newspaper advertisement placed by the MPD was not placed on a Sunday.
The hearing judge admitted into evidence a February 2, 2012, letter, in which Narasimhan replied to Bar Counsel's request for a response to Dr. Samuel's complaint by denying any violation of the MLRPC and stating the following:
In an attorney discipline proceeding, this Court reviews for clear error the hearing judge's findings of fact, and reviews without deference the hearing judge's conclusions of law. See Md. R. 16-759(b)(1) ("The Court of Appeals shall review de novo the circuit court judge's conclusions of law."); Md. R. 16-759(b)(2)(B) ("The Court shall give due regard to the opportunity of the hearing judge to assess the credibility of witnesses."); see also Attorney Grievance Comm'n v. Fader, 431 Md. 395, 426-27, 66 A.3d 18, 36-37 (2013).
The Commission filed no exceptions to the hearing judge's findings of fact and conclusions of law.
"A lawyer shall provide competent representation to a client. Competent representation requires the legal knowledge, skill, thoroughness and preparation reasonably necessary for the representation." MLRPC 1.1. "Compliance with [MLRPC 1.1] requires more than knowing what to do. It requires applying the knowledge to the client's problem.... `Evidence of a failure to apply the requisite thoroughness and/or preparation in representing a client is sufficient alone to support a violation of [MLRPC] 1.1.'" Attorney Grievance Comm'n v. McCulloch, 404 Md. 388, 397-98, 946 A.2d 1009, 1015 (2008) (quoting Attorney Grievance Comm'n v. Guida, 391 Md. 33, 54, 891 A.2d 1085, 1097 (2006)); see also Attorney Grievance Comm'n v. Brady, 422 Md. 441, 457, 30 A.3d 902, 911 (2011) ("The finding of a violation [of MLRPC 1.1] does not depend upon a showing that the attorney lacked the requisite legal knowledge. Rather, it can be established by evidence that the attorney was not sufficiently thorough or prepared." (Citations omitted)).
Comment [2] to MLRPC 1.1 recognizes, however, that a lawyer need not have been in practice for years to be competent to handle a legal matter; specifically, Comment [2] provides:
This Court has cautioned lawyers undertaking legal work in an unfamiliar field to "take careful thought as to their competence to practice in `specialty' areas[.]" Attorney Grievance Comm'n v. Kendrick, 403 Md. 489, 515, 943 A.2d 1173, 1187 (2008) (citation and internal quotation marks omitted). Where "an attorney `plunges into a field in which he or she is not competent, and as a consequence makes mistakes that demonstrate incompetence, the [MLRPC] demands that discipline be imposed[.]'" Id. at 515, 943 A.2d at 1187-88 (citation omitted).
Here, clear and convincing evidence supports the hearing judge's conclusion that Narasimhan violated MLRPC 1.1. It is evident that Narasimhan lacked the necessary experience in, and knowledge of, immigration law and procedure to competently represent the MPD at the time she was retained. Before forming ILG with Rogers, only a few months prior to the MPD's retaining ILG, Narasimhan had not worked in immigration law; her experience was limited to two discrete applications for naturalization performed for
Although an attorney can provide competent representation through association with an attorney "of established competence in the field in question[,]" MLRPC 1.1 cmt. [2], such was not the case here. To begin, setting aside any issue as to Narasimhan's competence, or lack thereof, as the hearing judge concluded, Narasimhan failed to ascertain whether Rogers was, in fact, competent in the field of immigration law. As Narasimhan's counsel acknowledged at oral argument, the record reveals that Narasimhan's "vetting" of Rogers consisted solely of the following: meeting with Rogers; verifying that Rogers was a member of good standing of the Bar of Arkansas; and assisting Rogers during public seminars on immigration law. Thus, Narasimhan failed to examine Rogers's qualifications or to verify his qualifications and claims of expertise through any third party.
In any event, regardless of Rogers's qualifications, it is evident that Narasimhan accepted responsibility for the MPD's representation. In the ILG Agreement, Narasimhan agreed to be "primarily responsible for the ... practice of law." Narasimhan advised the MPD during the proposal process that she — not Rogers — would be the attorney named as the District of Columbia contact and the "principal point of contact with the" government. During Bar Counsel's investigation of Dr. Samuel's complaint, Narasimhan responded, in writing, that she had "represented the MPD[.]" Narasimhan — not Rogers — submitted the Form 9089. Also, the record demonstrates that the initial communication after the MPD retained ILG came from Narasimhan, who e-mailed Haines an outline of the "labor certification steps."
Narasimhan excepts to the hearing judge's determination that she violated MLRPC 1.3, and contends that she responded promptly and diligently to communications from Haines and Dr. Samuel. Narasimhan asserts that she "responded promptly to all inquiries by facilitating communication with her more experienced colleague[, Rogers]."
"A lawyer shall act with reasonable diligence and promptness in representing a client." MLRPC 1.3. For example, an attorney violates MLRPC 1.3 by failing to keep a client informed as to the status of the case and by failing to respond to the client's inquiries. See Attorney Grievance Comm'n v. Park, 427 Md. 180, 192, 46 A.3d 1153, 1160 (2012) ("[The lawyer]'s failure to keep the [clients] informed as to the status of the applications and his failure to respond to the [clients'] inquiries both violate MLRPC 1.3." (Citation omitted)).
Here, clear and convincing evidence supports the hearing judge's conclusion that Narasimhan violated MLRPC 1.3. The record unequivocally establishes that Narasimhan failed to respond to and/or communicate with Haines and Dr. Samuel on several occasions about important matters related to the MPD's representation. To begin, Narasimhan failed to participate in the first conference call on December 10, 2009. Later, after the DOL denied certification of Form 9089, both Haines and Dr. Samuel requested information from ILG about obtaining a one-year extension to Dr. Samuel's work visa. Neither Narasimhan nor Rogers provided a response to Haines or Dr. Samuel regarding the requested information. Haines and Dr. Samuel requested a conference call to receive an update on the status of the case and to discuss the appeals process. The requested conference call did not take place, and neither Narasimhan nor Rogers provided the requested information concerning the appeals process. Less than one week after the failed attempt to obtain information and a status update, the MPD
Narasimhan excepts to the hearing judge's determination that she violated MLRPC 1.4(a), and contends that she maintained communication with Haines and Dr. Samuel throughout ILG's representation of the MPD, including during the time she was in India. Narasimhan specifically excepts to the hearing judge's finding of fact that she was "largely unavailable" during her trip to India. Narasimhan argues that she did not violate MLRPC 1.4(b), that Rogers "provided virtually all of the legal advice rendered to the MPD[,]" and that the hearing judge erred in excluding her testimony as to the matters about which Rogers advised the MPD.
MLRPC 1.4 provides as follows:
Comment [5] to MLRPC 1.4 explains that "[t]he client should have sufficient information to participate intelligently in decisions concerning the objectives of the representation and the means by which they are to be pursued.... Adequacy of communication depends in part on the kind of advice or assistance that is involved."
Here, clear and convincing evidence supports the hearing judge's conclusion that Narasimhan violated MLRPC 1.4(a). Narasimhan failed to keep the MPD informed about the status of the matter and failed to respond promptly, on multiple occasions, to requests for information, even though she had advised the MPD that she was the "principal point of contact" and would be the attorney "named as [the] DC contact[.]" Glaringly, Narasimhan failed to respond to requests made on June 15, 2010, and July 14, 2010, by Haines and Dr. Samuel, respectively, requesting information about obtaining a one-year extension to Dr. Samuel's current work visa. Specifically, on June 15, 2010, Haines sent a letter to Rogers at ILG's Maryland address raising concerns about the DOL's denial of certification and Narasimhan's work performance, and requesting an itemization of work related to the second filing of Form 9089. Haines testified that in response to the June 15, 2010, letter, she received an invoice, which was sent by e-mail from Narasimhan to Haines, charging for expenses related to filing the second
Although Narasimhan specifically excepts to the hearing judge's finding that she was "largely unavailable" while in India, the record demonstrates the following: (1) Narasimhan failed to participate in the December 10, 2009, conference call, during which critical information — such as employment advertisements, information needed from Dr. Samuel, and the interview process — was discussed;
There is a dearth of case law addressing the lawyer's role as counselor under MLRPC 1.4(b). See Attorney Grievance Comm'n v. Rand, 429 Md. 674, 716, 57 A.3d 976, 1001 (2012) ("Rand's exception implicates the application of [MLRPC] 1.4 to the process of counseling a client. To our knowledge, this is our first foray into the role of a lawyer as counselor." (Paragraph break omitted)). In Rand, id. at 716-17, 57 A.3d at 1001, although the hearing
The facts and circumstances of Rand are distinct from those in the instant case. Indeed, we know of no Maryland case presenting circumstances similar to those presented here — i.e., a hearing judge has determined that an attorney failed to provide accurate information and advice to a client to the extent reasonably necessary to permit the client to make informed decisions, but the attorney contends that a colleague allegedly provided adequate information and advice to the client. Nonetheless, we conclude that clear and convincing evidence supports the hearing judge's conclusion that Narasimhan violated MLRPC 1.4(b).
Here, following the guiding principle of Rand, we review the entire interaction between ILG and the MPD, and the information conveyed by Narasimhan and Rogers. The MPD retained ILG to handle the matter of Dr. Samuel's permanent residency process. On November 30, 2009, shortly after the representation commenced, Narasimhan sent Haines an e-mail detailing the "labor certification steps." On December 8, 2009, Rogers e-mailed Haines a brief outline of the EB-2 permanent residency classification. During the December 10, 2009, conference call, Rogers discussed the process with Haines and Dr. Samuel. It is not clear whether the information conveyed by Narasimhan and Rogers was accurate or complete. After the initial advisements, Dr. Samuel requested additional information about the labor certification process and her options, as her work visa would expire in a matter of months. Significantly, Narasimhan did not answer any of Dr. Samuel's questions, but instead asked Rogers to respond. When Rogers eventually responded, he provided only a partial response. Later, both Haines and Dr. Samuel requested information about obtaining a one-year extension to Dr. Samuel's current work visa. After the DOL denied certification of Form 9089, on separate occasions, Haines and Dr. Samuel requested additional information and a conference call to receive an update on the case and to discuss the appeals process. Tellingly, neither Narasimhan nor Rogers responded to the requests for additional information and the conference call did not occur. The requests for additional information and available alternatives to permanent residency and the lack of an adequate response demonstrate that neither Narasimhan nor Rogers provided the MPD with accurate and complete information and advice sufficient to enable the MPD to make informed decisions.
Although Narasimhan argues that Rogers "provided virtually all of the legal advice rendered to the MPD[,]" it is undisputed that Narasimhan provided the initial outline to Haines of the "labor certification steps" and that she accepted responsibility for the MPD's representation, both through the ILG Agreement (in which she
Revealingly, when asked at oral argument whether the violations of MLRPC 1.3 and 1.4 were established, Narasimhan's counsel stated: "I do believe they are established in one ... sense, I do. In the sense that the quality of representation wasn't there." Narasimhan's counsel nevertheless argued that Narasimhan "was very responsive to client communications." It is readily apparent, however, that on many occasions Narasimhan failed to promptly respond to communications from the MPD, to keep the MPD reasonably informed about the status of the case, and to provide information necessary for the MPD to make informed decisions during the representation. In other words, we are satisfied that the violations of MLRPC 1.4(a) and (b) have been established by clear and convincing evidence.
Narasimhan excepts to the hearing judge's determination that she violated
MLRPC 7.1 provides, in relevant part:
Something that is "material" is something "[o]f such a nature that knowledge of the item would affect a person's decision-making; significant; essential[.]" Black's Law Dictionary 998 (8th ed.2004). In the context of contracts, "[a] misrepresentation is material if it would be likely to induce a reasonable person to manifest his [or her] assent, or if the maker knows that it would be likely to induce the recipient to do so." Restatement (Second) of Contracts § 162(2) (1981). In the context of torts, a "matter is material if (a) a reasonable [person] would attach importance to its existence or nonexistence in determining his [or her] choice of action in the transaction in question; or (b) the maker of the representation knows or has reason to know that its recipient regards or is likely to regard the matter as important in determining his [or her] choice of action, although a reasonable [person] would not so regard it." Restatement (Second) of Torts § 538(2) (1977).
In attorney grievance proceedings, violations of MLRPC 7.1 may occur where an attorney omits pertinent information from his or her letterhead or business cards, or otherwise fails to advise clients that the attorney is not licensed to practice law in Maryland. See, e.g., Attorney Grievance Comm'n v. Alsafty, 379 Md. 1, 5-7, 838 A.2d 1213, 1216-17 (2003) (We held that a New York attorney violated MLRPC 7.1 by distributing, at various public locations, business cards that failed to indicate that the attorney's practice was limited to federal courts, and otherwise gave the impression that the attorney was licensed to practice law in Maryland.); Attorney Grievance Comm'n v. Harris-Smith, 356 Md. 72, 86-87, 737 A.2d 567, 575 (1999) (We held that an attorney violated MLRPC 7.1 by generally failing to "advise prospective clients that she was not admitted to practice in Maryland and from her use of [a business] card, ... [which gave] the [] Maryland address of [the attorney]'s office and thereby indicate[d] that she [was] a Maryland lawyer."); Attorney Grievance Comm'n v. Brown, 353 Md. 271, 290, 725 A.2d 1069, 1078 (1999) (We held that a Maryland attorney violated MLRPC 7.1 by using letterhead which included another attorney's name as co-counsel without indicating that the other attorney was not licensed to practice law in Maryland.).
MLRPC 8.4(c) provides: "It is professional misconduct for a lawyer to ... engage in conduct involving dishonesty, fraud, deceit or misrepresentation[.]" Recently, in Attorney Grievance Comm'n v. Dore, 433 Md. 685, 707-08, 73 A.3d 161, 174 (2013), we stated "that dishonesty and misrepresentation under [MLRPC] 8.4(c) have no requirement of intent to deceive." In Dore, id. at 708, 73 A.3d at 174, we explained that "there is a distinction between fraud and deceit on the one hand, and dishonesty and misrepresentation on the other hand[,]" stating:
(First alteration in original).
Here, clear and convincing evidence supports the hearing judge's conclusion that Narasimhan violated MLRPC 7.1 and 8.4(c) by submitting to the MPD a résumé and proposal that contained multiple misrepresentations concerning her immigration law experience. The misrepresentations on Narasimhan's résumé were not minor or slight exaggerations. The record amply demonstrates that the misrepresentations were material misrepresentations and that certain statements on the résumé were wholly fabricated. It is undisputed that statements on Narasimhan's résumé and in the job proposal were not accurate as to her immigration law experience. At oral argument, Narasimhan's counsel admitted that "[t]here were misstatements[.]" In the proposal submitted to the MPD, Narasimhan described herself as follows: "Being an immigrant [my]self, [I am] well-versed and ha[ve] a good knowledge of the immigration laws in this country[.]" In her résumé, Narasimhan described her position with ILG as an "Attorney/Joint Venturer" as follows: "Representation of Immigration clients in documentary immigration processes and litigation. Handled Family petitions and Citizenship applications."
These descriptions were false and did not accurately describe Narasimhan's immigration law experience. Before the hearing judge, Narasimhan testified that the job description under ILG stating "Representation of immigration clients, and documentary immigration processes and litigation" was not her job experience with ILG, but rather "was the description of [ILG] and what it was formed to do" and was meant to be a prospective statement of the work that she anticipated ILG would complete. When asked whether she had informed anyone at the MPD that her "intention with that first sentence on [her] r[é]sum[é] was p[ro]spective and [] didn't reflect any actual experience that [she] had[,]" Narasimhan answered that she "assumed they knew already[.]" Narasimhan admitted that, at the time she submitted her résumé to the MPD, ILG had not had any matters that resulted in litigation.
As to the statement on the résumé — "Handled Family petitions and Citizenship
Thus, the hearing judge correctly concluded that Narasimhan's résumé and the proposal contained misrepresentations. The misrepresentations in Narasimhan's résumé and in the proposal concerned her immigration law experience, and made it seem as though she had much more experience and knowledge of immigration law than she actually had at the time that she undertook representation of the MPD.
We flatly reject Narasimhan's contention that the description of immigration law experience on her résumé reflected ILG's practice of representing immigration clients. Reviewing the document as a whole, it is apparent that the description pertained to Narasimhan's experience and not to ILG's practice or mission. Tellingly, the résumé purports to list Narasimhan's "Education" and "Experience" — not ILG's practice. The first position listed under "Experience" is Narasimhan's role as "Attorney/Joint Venturer" of ILG. Directly beneath that appears the description: "Representation of Immigration clients in documentary immigration processes and litigation. Handled Family petitions and Citizenship applications." Thereafter, Narasimhan's previous legal positions and corresponding job descriptions are listed. The job descriptions for the other previous legal positions utilize the past tense (i.e., "Conducted[,]" "prepared[,]" "drafted[,]" etc.). Put simply, we find no merit in Narasimhan's contention that the résumé contained information about ILG's practice.
Narasimhan raises an issue as to the materiality of the many misrepresentations. Although the term "material" has not been discussed explicitly in the context of a violation of MLRPC 7.1, it is evident that a "material" misrepresentation is one "[o]f such a nature that knowledge of the item would affect a person's decision-making[.]" Black's Law Dictionary 998 (8th ed.2004). Materiality is gauged objectively, not subjectively, meaning that a court utilizes a reasonable person standard in evaluating materiality. See Restatement (Second) of Contracts § 162(2) (1981) ("A
Here, we have no difficulty concluding that the misrepresentations contained in the résumé and proposal, purporting to describe Narasimhan's experience with and familiarity of immigration law, were material because a reasonable person would have viewed the claimed experience and familiarity as important to a decision as to whether to retain ILG. Stated otherwise, the MPD may not have retained ILG if it had known that Narasimhan essentially had no immigration law experience whatsoever. Even if the MPD had hired ILG based, in large part, as Haines testified, on Rogers's experience and expertise, and did not necessarily rely on the statements in the résumé and proposal purporting to outline Narasimhan's immigration law experience, actual reliance on the misrepresentations is not a requirement for violation of MLRPC 7.1 or 8.4(c). Reliance and materiality are two distinct concepts, as something can be material but not relied upon, i.e., a reasonable person could view knowledge of a matter as important in the decision-making process, but not explicitly rely upon knowledge of the matter. In this case, it is readily apparent that Narasimhan's misrepresentations were made to make her credentials appear attractive to the MPD and to gain employment, and were material.
Although Narasimhan correctly points out that the hearing judge determined she did not set out to purposely defraud or deceive the MPD, no intent to deceive is required to find a violation of MLRPC 7.1 or 8.4(c). The plain language of MLRPC 7.1 does not require that a misrepresentation be made with an intent to deceive. For a violation of MLRPC 7.1 to be established, a false communication need only contain "a material misrepresentation of fact or law[.]" MLRPC 7.1(a). As discussed above, the misrepresentations in the résumé and proposal were material misrepresentations concerning Narasimhan's immigration law experience. Similarly, pursuant to MLRPC 8.4(c), we have stated explicitly "that dishonesty and misrepresentation under [MLRPC] 8.4(c) have no requirement of intent to deceive." Dore, 433 Md. at 707-08, 73 A.3d at 174. Thus, a false statement need not be made "with the intent of deceiving anyone" "so long as an attorney knowingly makes a false statement[.]" Id. at 708, 73 A.3d at 174 (citations omitted). Here, as Narasimhan acknowledged before the hearing judge, the statements in her résumé describing her immigration law experience with ILG were inaccurate, i.e., they were false and did not describe her actual immigration law experience. That is all that is required to demonstrate the violation of MLRPC 8.4(c).
In sum, we conclude that clear and convincing evidence established that Narasimhan made material misrepresentations concerning her immigration law experience on her résumé and in the proposal. Although Narasimhan may not have been motivated by a specific intent to deceive or defraud the MPD, the misrepresentations exceeded mere puffery and showed a degree of dishonesty and carelessness on Narasimhan's part. Accordingly, we determine that the violations of MLRPC 7.1 and 8.4(c) have been established.
Narasimhan excepts to the hearing judge's determination that she violated MLRPC 8.4(d) and contends that she did
"It is professional misconduct for a lawyer to ... engage in conduct that is prejudicial to the administration of justice[.]" MLRPC 8.4(d). "In general, a[ lawyer] violates [MLRPC] 8.4(d) when his or her conduct impacts negatively the public's perception or efficacy of the courts or legal profession." Dore, 433 Md. at 696, 73 A.3d at 167 (citation and internal quotation marks omitted). For example, "[f]ailure to represent a client in an adequate manner is conduct prejudicial to the administration of justice." Attorney Grievance Comm'n v. Bleecker, 414 Md. 147, 175, 994 A.2d 928, 945 (2010) (alteration in original) (citations and internal quotation marks omitted).
Here, clear and convincing evidence supports the hearing judge's conclusion that Narasimhan violated MLRPC 8.4(d). Narasimhan provided incompetent representation to the MPD, due to her lack of experience, skill, and thoroughness, and failed on numerous occasions to respond promptly and adequately to requests for information. Narasimhan was responsible for representation of the MPD, and misrepresented her experience in immigration law on her résumé. Narasimhan's full and cooperative participation throughout the attorney grievance process is the same conduct that we expect of any attorney faced with a complaint. Here, Narasimhan submitted a proposal through a public bidding process sponsored by the MPD, a government agency. Narasimhan's lack of competence in representing the MPD reflected negatively on attorneys and the legal profession, and as a consequence, had the effect of eroding public confidence in the legal profession. Thus, the hearing judge's determination that Narasimhan violated MLRPC 8.4(d) is supported by clear and convincing evidence.
"It is professional misconduct for a lawyer to[] violate or attempt to violate the [MLRPC], knowingly assist or induce another to do so, or do so through the acts of another[.]" MLRPC 8.4(a). Narasimhan violated MLRPC 1.1, 1.3, 1.4(a) and (b), 7.1, 8.4(c), and 8.4(d). Accordingly, clear and convincing evidence supports the hearing judge's conclusion that Narasimhan violated MLRPC 8.4(a).
Bar Counsel recommends that this Court indefinitely suspend Narasimhan from the practice of law in Maryland. Narasimhan requests a reprimand.
In Dore, 433 Md. at 717, 73 A.3d at 180, we stated:
(Second alteration in original) (citations and internal quotation marks omitted).
Concerning the nature of the ethical duty violated, Narasimhan violated MLRPC 1.1, 1.3, 1.4, 7.1, 8.4(c), and 8.4(d) by failing to competently and diligently represent the MPD, by failing to promptly and fully respond to and advise the MPD, and by making misrepresentations in her résumé and job proposal as to her immigration law experience. As to Narasimhan's state of mind, although Narasimhan did not set out to purposely mishandle the MPD's case, her inexperience and incompetence got the best of her. As to the actual or potential injury that Narasimhan's misconduct caused, Narasimhan's misconduct negatively impacted the MPD's and the public's perception of the legal profession, and ultimately caused the DOL to deny certification of Dr. Samuel's permanent residency application.
In Attorney Grievance Comm'n v. Davy, 435 Md. 674, 710, 80 A.3d 322, 342-43 (2013), we stated:
(Some alterations in original) (citation and paragraph breaks omitted).
We note that the hearing judge did not find any aggravating factors. On independent review, we discern the aggravating factor that Narasimhan violated several MLRPC in her representation of the MPD, i.e., that she committed multiple offenses.
The following constitute mitigating factors:
Although the hearing judge did not specifically label the following a finding, as to mitigating factors, the hearing judge stated:
We agree with the hearing judge, and are persuaded of at least two mitigating factors — Narasimhan's inexperience and the absence of a prior disciplinary record.
In Attorney Grievance Comm'n v. Ward, 394 Md. 1, 37-39, 904 A.2d 477, 499-500 (2006), where an attorney violated MLRPC 1.5, 5.3(a), and 8.4(d) in his representation of one client and violated MLRPC 1.1, 1.3, 1.4, and 8.4(d) in his representation of another client, and where the attorney's "misconduct was the result of inexperience, incompetency, and an inability to balance his work schedule[,]" we indefinitely suspended the attorney with the right to apply for reinstatement after sixty days. (Footnote omitted). We noted that there were no "cases directly on point" as to the appropriate sanction for the attorney's misconduct, and stated:
Id. at 33, 904 A.2d at 496 (citations omitted). We stated that a reprimand "would be too lenient a sanction because [the attorney]'s violations were neither limited to a single rule violation nor to one client." Id. at 39, 904 A.2d at 499-500. Although the attorney's misconduct "did not rise to the level of a misappropriation of clients funds or intentional dishonesty[,]" his actions "reflected negatively on the administration of justice and the Bar." Id. at 38, 904 A.2d at 499.
Conversely, in a case discussed in Ward, Attorney Grievance Comm'n v. Jaseb, 364 Md. 464, 468, 479, 482, 773 A.2d 516, 517, 524, 526 (2001), we issued a reprimand where an attorney violated MLRPC 5.3(b) (one of five charges brought against her) by failing to adequately supervise her law clerk. In the course of a bankruptcy case, the attorney prepared a bankruptcy petition on behalf of her client and directed her law clerk to file it in the United States Bankruptcy Court. Id. at 477, 773 A.2d at 523. The law clerk failed to file the petition. Id. at 477, 773 A.2d at 523. In a different matter, the attorney made inaccurate representations of fact and law to the trial court and opposing counsel, although the hearing judge determined that the representations were not "intentionally misleading" or fraudulent. Id. at 474-75, 773 A.2d at 521-22. In Jaseb, id. at 482, 773 A.2d at 526, in determining that a reprimand was the appropriate sanction, we stated: "Here, [the attorney]'s inexperience, coupled with her lack of prior misconduct complaints, and the fact that the client was not prejudiced, must be weighed against her behavior, her inaccurate representations..., and her negligent supervision of her recently hired law clerk."
Id. at 258-59, 929 A.2d at 74.
In this case, Narasimhan, an attorney who had been licensed for just over two and a half years at the time the representation at issue commenced, and who had little to no experience in immigration law, sought to obtain the MPD as a client by submitting a résumé and proposal which misrepresented her legal experience. Such misconduct reflected a degree of dishonesty. Once the MPD retained ILG, Narasimhan's misconduct during the representation included incompetence in handling the matter at hand, an inability or failure to accurately and fully provide information to the client, and the failure to associate with an attorney who was competent in the field. As in Ward, 394 Md. at 39, 904 A.2d at 499-500, we believe a reprimand "would be too lenient a sanction because [Narasimhan]'s violations were [not] limited to a single rule[,]" or a single act of misconduct. Indeed, Narasimhan violated many MLRPC over a course of time, and her actions reflected negatively on the legal profession. Considering the mitigating factors, however, including Narasimhan's inexperience in the practice of law and the lack of a prior disciplinary record, coupled with the hearing judge's finding that Narasimhan did not intend to defraud her clients, we conclude that that appropriate sanction for Narasimhan's violations of the MLRPC is sixty-day suspension from the practice of law in Maryland. The suspension shall begin thirty days after the date on which this opinion is filed.
ADKINS, J., and McDONALD, J. concur and dissent.
ADKINS, J., Concurring and Dissenting, in which McDONALD, J., joins.
I write separately not only because I disagree with the holding and sanction in this case, but, as I explain below, because the Majority opinion has worrisome implications for legal practitioners. I disagree with the Majority's conclusion that Respondent violated MLRPC 1.4 and 8.4(d).
It is important that we evaluate the conduct in this case in context. As the hearing judge said:
A significant aspect of the Majority opinion with which I disagree stems from its recurring theme expressed as follows: "we have no difficulty in concluding that
Indeed, the facts, when examined, do not support the Majority's thesis.
Consistent with the MPD's understanding, Rogers was on the phone during the December 10, 2009 conference call, and Respondent was absent because of a planned trip outside the country.
Haines amplified by explaining that "trying to get them together for a conference phone call was problematic, ... there was a lot of interaction between Dr. Samuel and Sudha, and I didn't perceive that there was any problem when they were actually interacting with each other."
A primary defense offered by Respondent, especially to the incompetency charge, was that, although she alone did not have sufficient knowledge and experience to undertake the legal immigration work necessary to secure a permanent residence for Dr. Samuel, she only undertook the work in conjunction with her partner, Rogers, who, she believed, had 16 years of experience in immigration law. The Majority rejects Respondent's defense saying:
Maj. Op. at 652, 92 A.3d at 520. The Majority opines that Respondent should have examined Rogers's qualifications and expertise by checking with some third party, and that verifying his Bar membership, as she did, was not sufficient.
To hold that Respondent was expected to be able to complete the legal work necessary to obtain a Green Card for Dr. Samuel on her own, without guidance from Rogers, is an extremely unfair application of the MLRPC. Under these circumstances, Respondent should only be held to the standard of a novice attorney, working under the supervision of an attorney experienced in the field. The Majority's refusal to acknowledge Respondent's status as a novice attorney in an apprentice-like relationship with Rogers is pertinent to more than one of the alleged instances of misconduct. I address the particulars below.
I agree that Respondent made minor misrepresentations about her experience in the resume she submitted to the Metropolitan Police Department (MPD), thereby violating MLRPC 7.1 and 8.4(c). Although she truthfully told the MPD that she had less than three months as a practitioner in the field, and did not purport to be qualified to handle the MPD work for Dr. Samuel on her own, she did exaggerate slightly the specifics of her experience. This is a violation for which some discipline is appropriate. As I indicated earlier, neither Respondent nor the client, MPD, considered her experience to be material in the decision to hire the Immigration Law Group ("ILG") for the immigration law work at hand, a factor to which we should accord significant weight.
On March 24, 2010, Respondent filed the Employer's Application for Permanent Employment Certification for the position of "Project Specialist," known as Form 9089. This, apparently, is the first step required to obtain a Green Card. On May 3, 2010, the Department of Labor, Office of Foreign Labor Certification (DOL) denied the certification, indicating that the Form 9089 was incomplete in that it failed to provide information known as the Prevailing Wage Determination, among other things. Clearly, this filing contained significant errors by both Rogers and Respondent, who worked on the filing together. Petitioner's expert, an immigration practitioner, expounded at length about Respondent's lack of expertise, and failure to meet the standard of care, testimony that was accepted generally by the hearing judge.
Yet, Respondent promptly made efforts to correct her error and, under the guidance of Rogers, secured a new Prevailing Wage Determination from the appropriate division of the DOL, and filed a more complete form within less than 30 days.
Respondent, was, without doubt, "in over her head" in trying to take the appropriate steps to secure permanent residence status for Dr. Samuel. But, in bidding for and undertaking the work, she did so in reliance on Rogers's 16 years of experience, and her work was under his guidance.
As the Preamble to the MLRPC says, and many of our decisions reflect, "the Rules presuppose that whether or not discipline should be imposed for a violation, and the severity of a sanction, depend on all the circumstances, such as the willfulness and seriousness of the violation, extenuating factors and whether there have been previous violations." MLRPC, Preamble: A Lawyer's Responsibilities [19]. In deciding this case, we should bear in mind that "`mistakes are the inevitable lot of mankind'" Baranski v. Serhant, 106 F.R.D. 247, 250 (N.D.Ill.1985) (quoting Re Taylor's Estate, 22 Ch. D. 495, 503 (1882)), and lawyers are not immune.
Respondent's alleged failure to communicate is a major issue used by the Majority to justify Respondent's discipline. As I understand the evidence, Respondent's alleged failures to communicate with the client consisted of (1) the failure to set up a second conference call with Rogers and MPD in December 2009, when Respondent was on a planned trip to India that the client knew of from the beginning of the representation; (2) the failure to cause Rogers to provide substantive information about the immigration process in response to an April 15, 2010 e-mail; (3) the failure to advise MPD regarding how to secure a one-year extension for Dr. Samuel in May or June, 2010, and (4) the failure to set up a conference call with the client and Rogers for a 6-day period in July.
The Majority says that "there were multiple occasions on which Narasimhan failed to respond at all to requests for information, and she also failed to provide a requested status update." Maj. Op. at 655, 92 A.3d at 522. See also, Maj. Op. at 661-62, 92 A.3d at 525 ("It is readily apparent, however, that on many occasions Narasimhan failed to promptly respond to communications from the MPD, to keep the MPD reasonably informed about the status of the case, and to provide information necessary...."); Maj. Op. at 669, 92 A.3d at 530 (Respondent "failed on numerous occasions to respond promptly and adequately to requests for information."). With due respect to the Majority, I submit that the record does not support these characterizations. To explicate my position, unfortunately, I must delve into some detail.
Rogers conducted an initial telephone conference call with Haines and Dr. Samuel on December 10, 2009, in which he outlined the process for securing permanent resident status. As the e-mails in the record reveal, during this call, Rogers set up the plans for the December 21, 2009 conference call. Respondent was in India and there is no indication that Respondent was asked to facilitate that second call in any way. If Rogers did not follow through and have this call, it is decidedly unfair to blame Respondent. This was not a violation of MLRPC 1.4.
If there was any failure by Respondent to keep the client reasonably informed about the status of the matter, it was minor. The record is rife with e-mails from Respondent to Haines and Dr. Samuel.
Respondent responded quickly to resubmit the form. She e-mailed Rogers on May 8, asking him to fill out "the M1 section" and "the F section of the 9089 form." From May 8-27, Rogers and Respondent were working on completing a revised Form 9089. In a May 12 e-mail, Respondent sent Rogers certain information needed to "re-fill the 9089 form," making comments and asking questions about aspects of the form. Rogers completed the form, and in a May 16 e-mail to Dr. Samuel and Haines, asked for "a little more information" that he thought would be helpful to include. Respondent, meanwhile, spoke to two government agencies about securing the necessary "[p]revailing wage information," reporting to Rogers in a May 20 e-mail.
Importantly, Dr. Samuel was aware of the work being done — between May 14
In sum, regarding May, 2010, after a four-way conference call on May 8, Rogers was communicating with Dr. Samuel about the revisions to Form 9089 that he and Respondent were making to correct the deficiencies of the original filing. Certainly Respondent was not obligated to communicate with Dr. Samuel when Rogers was already doing so.
On June 17, 2010, the Office of Foreign Labor Certification e-mailed Respondent notice that it had issued a "prevailing wage determination for the position of Project Specialist" and on June 21, Respondent informed the DOL office reviewing Form 9089 of this receipt. As indicated above, this determination proved to be fruitless, as the DOL would later, in November, reject the Form 9089 labor certification request, even though the requisite information was provided, on grounds it was not complete when first filed.
Rejecting a key defense offered by Respondent that, in light of her limited experience, her role was to play the assistant to Rogers, the Majority says: "As to Narasimhan's claim that she responded by facilitating communication with Rogers, Narasimhan accepted primary responsibility for representing the MPD; as such, it was incumbent upon Narasimhan to provide the requested information herself or to ensure that Rogers responded in full." Maj. Op. at 655, 92 A.3d at 522. As I said before, the hearing judge did not reject or otherwise address this defense. I submit that the evidence does not support the Majority's treatment.
Dr. Samuel, without the testimonial support of her superior, Haines, made a general complaint against Respondent about supposed failures to communicate. Yet, as my discussion above demonstrates, neither Dr. Samuel nor the hearing judge, provided enough specific information for us to conclude Respondent violated MLRPC 1.4 by delaying in providing replies to requests for service. Lawyers cannot always provide legal advice as fast as their clients would like, especially since answers to many questions require research, thought and judgment. In our role overseeing the discipline of lawyers for ethical violations, we should be careful to fully understand the context of the alleged delay, and discipline only for those delays that qualify as neglect of duty.
In light of Respondent's diligent efforts to communicate overall, and the evidence of the work performed and communications, I submit that Dr. Samuel's general testimony, such as "[Respondent's] schedule just never seemed to be open enough for her to meet with me ..." is not sufficiently specific to provide clear and convincing evidence that Respondent violated MLRPC 1.4.
Finally, I do not agree that Respondent violated MLRPC 8.4(d). This Rule should be reserved for more serious violations than have been demonstrated here. The Majority relies on our opinion in Att'y Grievance Comm'n v. Dore, 433 Md. 685, 707-08, 73 A.3d 161, 174 (2013) as analogous support for finding a violation of MLRPC 8.4(c) and supporting an indefinite suspension with the right to reapply after 60 days, reasoning that both cases involved dishonesty and misrepresentation without any intent to deceive. In the Majority's view, "Narasimhan's lack of competence in representing MPD reflected negatively on attorneys and the legal profession, and as a consequence, had the effect of eroding public confidence in the legal profession." Maj. Op. at 669, 92 A.3d at 530. I see a fundamental distinction between the two cases. In Dore, we dealt with an experienced attorney who
The exacting approach exemplified by the Majority's opinion will not further the principles motivating our adoption of the MLRPC. Rather, it will only serve to amplify the anxiety an attorney suffers when faced with the complexities of modern practice. Under all of the circumstances, including her misrepresentation about her prior experience, and even if we find a violation of MLRPC 1.1, I think a flat suspension for 15 days is fully sufficient sanction for Ms. Narasimhan.
Judge McDONALD authorizes me to state that he joins in this concurring and dissenting opinion.
Further, a review of Haines's testimony reveals that when asked by Bar Counsel whether the contract was awarded to Rogers, Haines testified that the MPD's contract was awarded to ILG, not Rogers. The ILG Agreement stated that Narasimhan and Rogers were equal partners. And, a review of Haines's testimony reveals that she at no time testified that it was her understanding that Rogers was "lead counsel."
In an e-mail dated December 10, 2009, Haines advised Narasimhan, Rogers, and Dr. Samuel that they were "scheduled to speak again on December 21 at 2:00." The conference call did not occur. Despite being aware that the MPD expected a second conference call to occur on December 21, 2009, Narasimhan took no action with respect to the December 21, 2009, call until January 5, 2010, when she forwarded an e-mail to Rogers, Haines, and Dr. Samuel indicating that she was aware the call did not occur and inquiring how to proceed.
(Emphasis added). In addition to the Agreement, Narasimhan's own conduct and statements support the hearing judge's finding that she was primarily responsible for the practice of law. During the representation, Narasimhan — not Rogers — submitted Form 9089. During Bar Counsel's investigation of Dr. Samuel's complaint, Narasimhan responded, in writing, among other things, that she had "represented the MPD[.]" The quotation above specifically states that Rogers was to "be primarily responsible for providing advice and legal expertise to the Joint Venture" and that is what the hearing judge found, i.e., that Rogers was responsible for rendering advice to the joint venture — ILG — and Narasimhan was primarily responsible for the practice of law.
Because we determine that Narasimhan was responsible for representation of the MPD, we do not address whether the hearing judge erred in excluding her testimony concerning the matters on which Rogers advised the MPD.
Joint Venture Agreement 5.01 (Division of Labor) (Emphasis added).